The fund is a collective investment system that aims to collect funds from investors for the purpose of investing on their behalf in various fields according to the principles of professional management of collective investment, and is managed by the…
In the event that the Capital Markets Authority has evidence of the commission of one of the crimes stipulated in the law establishing the Capital Markets Authority and Regulating Securities Activity, the Authority shall issue a decision to refer it…
A committee in the Capital Markets Authority called the “Complaints and Grievances Committee” is concerned with looking into complaints related to capital market transactions, whereby every person has the right to file a complaint with the Complaints and Grievances Committee,…
What are the conditions that must be met in reporting crimes and violations related to the law establishing the Capital Markets Authority and regulating securities activities and its executive regulations? What are the whistleblower protection guarantees? The regulation of the…
How are securities such as shares, bonds, or sukuk listed… to other securities in the Boursa Kuwait? The executive regulations of the law establishing the Capital Markets Authority and Regulating Securities Activity clarified that it is not permissible to list…
Unlisted securities are securities that are not listed on the Boursa or that have been delisted, whether due to delisting or voluntary withdrawal from the Boursa. It is prohibited to deal or trade in these securities or transfer their ownership…
What are the powers of the Capital Markets Authority in supervising and inspecting the persons authorized to engage in securities activities, as well as the persons registered with it? Al-Rashed, Al-Hadlaq and Al-Roudan Group answers this question in accordance with…
Is it permissible for the Capital Markets Authority to intervene in case of crises in the work of the stock exchange and clearing agency? We answer this question in Al-Rashed, Al-Hadlaq and Al-Roudan Law Firm and Legal Consultations through what…
A licensed stockbroker in the stock exchange receives buy and sell orders and executes them according to the client’s instructions in return for a commission, in his capacity as registered in the list of brokers with the stock exchange. When…
